Note: A motion for rehearing is pending in State ex rel. Best v. Harper, ___ S.W.3d ___,
No. 16-0647, 2018 WL 3207125 (Tex. June 29, 2018)
In State v. Harper, Boyd accuses the Court, of which he is not the most senior member, of having messed with its own prior sovereign immunity jurisprudence, and having carved out an unprincipled exception to favor a particular individual against the State, - a very unusual occurrence.
But the particular individual is one a majority of the Court had sympathy for. The majority's opinion itself is pretty clear on that point. So, not much guesswork needed to understand what motivated the majority to pursue the strained outcome.
Boyd uses a strong words for what the Court has done: served up results-oriented jurisprudence.
Critics of the Texas Supreme Court might observe that this has been going on for years, if not decades. Still, it's refreshing to see one of the more recent appointees to the supreme elective body articulate it in no uncertain terms. If an appellate practitioner dared to do this, he or she may face discipline for impugning the integrity of the august tribunal. So Justice Boyd is doing the appellate bar a great service, writing in dissent from the losing side in this case.
Body Dissent in State of Texas v. Harper |
BOYD DISSENT IN STATE V. HARPER
IN THE SUPREME COURT OF TEXAS
IN THE SUPREME COURT OF TEXAS
══════════
No. 16-0647
══════════
THE STATE OF TEXAS EX REL.
GEORGE DARRELL BEST, PETITIONER,
v.
PAUL REED HARPER, RESPONDENT
══════════════════════════════════════════
ON PETITION FOR REVIEW FROM THE
COURT OF APPEALS FOR THE TENTH DISTRICT OF TEXAS
══════════════════════════════════════════
JUSTICE BOYD, joined by JUSTICE JOHNSON and JUSTICE LEHRMANN, dissenting.
The Court thinks this suit to remove Paul Harper from office is a mere "pretext" and "transparent retaliation against Harper's quixotic political beliefs." Ante at ___. And because the state should not have pursued the suit, it should have to reimburse Harper's attorney's fees and court costs and, perhaps, pay additional sanctions. Ante at ___. Maybe it should. Maybe that's a good result for Harper. But "the common good is best served by faithful adherence to the rule of law, and not by individual judges seeking good in individual cases." Hon. Thomas M. Reavley & Ryan S. Killian, Against the Rule of Judges, 68 BAYLOR L. REV. 661, 669 (2016) (emphasis added).
To reach its good result in this case, the Court ignores the governing statute's language and undermines our well-established sovereign-immunity precedent. Applying the statute's language and our carefully constructed immunity doctrine, I would hold that the Texas Citizens Participation Act does not apply to this enforcement action; and even if it did apply, sovereign immunity bars Harper's counterclaim for fees, costs, and sanctions.[1] I respectfully dissent.
I.
Enforcement Action
The Texas Citizens Participation Act (TCPA) "does not apply" to "an enforcement action that is brought in the name of this state or a political subdivision of this state by the attorney general, a district attorney, a criminal district attorney, or a county attorney." TEX. CIV. PRAC. & REM. CODE § 27.010(a). Here, a county attorney, acting for the state, sought to remove Harper from his elected position on a hospital district's board under Chapter 87 of the Local Government Code. See TEX. LOC. GOV'T CODE § 87.013(a)(1), (2). The first issue is whether this Chapter 87 removal action is an "enforcement action." If it is, Harper cannot recover his costs, fees, or sanctions under the TCPA because the TCPA "does not apply."
The TCPA does not define "enforcement action." Considering its common, ordinary meaning and its statutory context, the Court construes the term to mean a legal action that attempts "to enforce a substantive legal prohibition against unlawful conduct." Anteat ___. Although I cannot fully join the Court's reasoning,[2] I agree that its definition adequately captures the term's common, ordinary meaning.[3] But I do not agree with the Court's application of that definition.
The Court agrees that this Chapter 87 removal action is an enforcement action to the extent it seeks removal based on Harper's alleged "official misconduct," because his alleged misconduct arises from "unlawful" actions in violation of the Texas Open Meetings Act.[4] Ante at ___. But the Court holds that this is not an enforcement action to the extent it seeks removal based on Harper's alleged "incompetency" because incompetency "is not against the law." Ante at ___. According to the Court, Harper could seek dismissal and recover attorney's fees, costs, and sanctions under the TCPA to the extent the state sought removal based on incompetency allegations, but not to the extent the state relied on misconduct allegations. Ante at ___. By inventing this dichotomy, the Court finds a way to allow Harper to recover at least some costs and fees under the TCPA.[5] But it does so only by ignoring Chapter 87's governing provisions, which—for both incompetency and misconduct—permit removal only to enforce an officer's statutorily imposed "official duties."
Chapter 87 describes three grounds for removal: "incompetency," "official misconduct," and "intoxication on or off duty caused by drinking an alcoholic beverage." TEX. LOC. GOV'T CODE § 87.013(a). As the Court notes, the statute defines official misconduct to mean "intentional, unlawful behavior," but the remainder of that definition explains that the behavior must relate "to official duties by an officer entrusted with the administration of justice or the execution of the law. The term includes an intentional or corrupt failure, refusal, or neglect of an officer to perform a duty imposed on the officer by law." Id. § 87.011(3) (emphases added). In the very same way, the statute defines incompetency as "gross ignorance of official duties;" "gross carelessness in the discharge of those duties;" or "unfitness or inability to promptly and properly discharge official duties because of a serious physical or mental defect that did not exist at the time of the officer's election." Id.§ 87.011(2) (emphases added).
The Court simply ignores this statutory language and suggests that Chapter 87's incompetency ground permits removal merely for "behavior undesirable in a public official." Ante at ___. But according to the statute's language, the behavior that justifies removal—whether based on incompetency or misconduct—must involve the officer's failure to fulfill the office's "official duties."[6] "A finding of guilt, or the sustaining of the allegation or cause of any one of such charges, by a verdict of the jury, would authorize and justify the judgment for removal." Huntress v. State, 88 S.W.2d 636, 648 (Tex. Civ. App.-San Antonio 1935, no writ) (emphasis added).
A county officer's "official duties" are substantive duties imposed by statutory law. A failure to fulfil those duties runs afoul of that law. The Texas Constitution provides that county officers' duties shall be "prescribed" or "regulated" by the legislature. TEX. CONST. art. V §§ 20, 21, 23. Pursuant to that authority, the legislature has provided that a county hospital district has a statutory duty to "provide adequate hospital services for the district," and its board has a statutory duty to "manage, control, and administer the district" to fulfill that purpose. TEX. HEALTH & SAFETY CODE §§ 282.050, .041(a). Before taking office, a board member must take an oath "to faithfully and impartially discharge the duties of a board member." Id. § 282.022(a)(1).
When the state pursues a Chapter 87 suit to remove a board member from office, it seeks to compel compliance with the officer's "official duties," regardless of whether it alleges incompetency or misconduct. TEX. LOC. GOV'T CODE § 87.011(2), (3). Under either ground for removal, the suit is an enforcement action under the common, ordinary meaning of that phrase. See, e.g., State v. Ennis, 195 S.W.2d 151, 152 (Tex. Civ. App.-San Antonio 1946, writ ref'd n.r.e.) (explaining that the "right sought to be enforced" under Chapter 87 is "a public right as distinguished from a private right") (emphasis added). Contrary to the Court's assertion, this suit to remove Harper from the district's board—whether based on incompetency or misconduct— seeks to compel compliance with that position's official duties. It is thus an enforcement action under the term's common, ordinary meaning, and the TCPA "does not apply." TEX. CIV. PRAC. & REM. CODE § 27.010(a).
II.
Sovereign Immunity
After holding that an incompetency-based removal action under Chapter 87 is not an enforcement action and thus the TCPA applies, the Court then holds that immunity from suit does not protect the state from Harper's TCPA counterclaim for attorney's fees, costs, and sanctions.[7] This holding represents a radical departure from our immunity jurisprudence. Although this Court certainly has authority to alter sovereign immunity's contours, the Court alters them here—and drastically so—simply because the Court believes the state should have to pay Harper's costs, fees, and sanctions. Upholding our well-reasoned and well-established immunity jurisprudence, I would hold that sovereign immunity from suit bars Harper's counterclaim because the state does not seek any kind of monetary damages or recovery against which his claim could provide an offset.
As the Court explains, immunity from suit is jurisdictional and, absent waiver, prevents courts from exercising jurisdiction over a claim against the state. Ante at ___. We defer to the legislature to waive the state's immunity, and any such waiver is effective only when it is clear and unambiguous. Ante at ___. The Court correctly concludes that neither the TCPA nor Chapter 87 clearly and unambiguously waives the state's immunity. Ante at ___. Yet the Court decides to "abrogate" immunity against Harper's counterclaim for attorney's fees, costs, and sanctions under the TCPA. Ante at ___.
The Court begins its discussion of this issue with the general assertion that "immunity does not apply in certain situations in which the state `join[s] into the litigation process.'" Ante at ___ (quoting Reata Const. Corp. v. City of Dallas, 197 S.W.3d 18 371, 376 (Tex. 2006), and citing Kinnear v. Tex. Comm'n on Human Rights, 14 S.W.3d 299, 300 (Tex. 2000) (per curiam)). It then acknowledges our more specific (and more recent) explanations that, under Reata, "`a governmental entity does not have immunity from suit for monetary claims against it that are "germane to, connected with, and properly defensive to" affirmative claims by the entity,' to the extent that the claims against the entity offset the entity's own claims." Ante at ___ (emphases added) (quoting City of Dallas v. Albert, 354 S.W.3d 368, 372 (Tex. 2011), and citing Manbeck v. Austin Indep. Sch. Dist., 381 S.W.3d 528, 532-33 (Tex. 2012) (per curiam)).
The Court agrees that the Reata rule does not apply here, however, because the state has not asserted any monetary claims against which Harper's counterclaims could provide an offset. Ante at ___.
But the Court then asserts that Reata "does not purport to map the full boundary separating counterclaims that sovereign immunity bars from those it does not," and our per curiam decisions in Kinnear and Manbeck reflect that "sovereign immunity sometimes does and sometimes does not protect the state from counterclaims for attorney's fees." Ante at ___, ___. Purporting to address an issue of "first impression," the Court announces a narrow holding that immunity from suit does not reach a counterclaim for attorney's fees under the TCPA. Ante at ___. In support of this holding, the Court claims to be promoting the TCPA's purpose to protect the constitutional rights of those who participate in government and require those who fail to prove a prima facie case to pay litigation costs. Ante at ___. And because the state "risks paying only attorney's fees," the Court believes its TCPA-specific rule abrogating immunity "does not present any grave danger to the public fisc." Ante at ___.
The Court reveals its true motivation, however, by expressing its own view that the state "should not be suing to prevent its own citizens from participating in government—especially when it lacks even a prima facie case against them." Ante at ___. While the Court certainly has the power to "abrogate" sovereign immunity however it wants, its decision in this case undermines the distinction we have recognized between the scopeof immunity and a waiver of immunity. The Court's result-oriented decision to abrogate immunity in this case confuses our immunity jurisprudence, ignores the principles on which immunity is based, and eschews the deference we have consistently given to the legislature to decide whether and when to waive immunity.
This Court has carefully crafted the immunity doctrine, especially over the past few decades. Long ago, the Court stated quite broadly, and without any real analysis, that when "a state voluntarily files a suit and submits its rights for judicial determination, it will be bound thereby, and the defense will be entitled to plead and prove all matters properly defensive. This includes the right to make any defense by answer or cross-complaint germane to the matter in controversy." Anderson, Clayton & Co. v. Allred, 62 S.W.2d 107, 110 (Tex. 1933). More recently, in Kinnear (a four-paragraph, per curiam opinion), the Court stated in dicta[8] that because the Texas Commission on Human Rights "initiated this proceeding under the Texas Fair Housing Act, and Kinnear claimed attorney fees as a consequence of that suit, the jurisdictional question in this case"—that is, whether immunity from suit applied or was waived—"was answered when the Commission filed suit, regardless of whether the Commission can ultimately be liable for fees." 14 S.W.3d at 300.
After Kinnear, however, the Court held in Reata that the state "does not have immunity from suit as to [counterclaims] which are germane to, connected with, and properly defensive to the [government's] claims, to the extent [the counterclaims] offset those asserted by the [government]." Reata, 197 S.W.3d at 373. We explained that, although "there may have been some question after Anderson regarding whether sovereign immunity continues to exist when an affirmative claim for relief is filed by a governmental entity, subsequent cases indicate that under such circumstances immunity from suit no longer completely exists for the governmental entity." Id. at 376 (emphasis added). And we cited Kinnear for the proposition that "the trial court had jurisdiction over claims against the State in a case where the State had filed suit." Id. (citing Kinnear, 14 S.W.3d at 300). We held in Reata that when the state chooses to involve itself in litigation, immunity from suit does not apply to its opponent's counterclaims if (1) the government is seeking to recover "monetary relief," (2) the counterclaims are "germane to, connected with, and properly defensive to" the government's claims, and (3) any recovery on the counterclaims serves only to "offset" the monetary relief the government may recover. Id.at 376-77. Once the government "asserts affirmative claims for monetary recovery," we explained, the government "must participate in the litigation process as an ordinary litigant, save for the limitation that the [government] continues to have immunity from affirmative damage claims against it for monetary relief exceeding amounts necessary to offset the [government's] claims." Id. at 377 (emphases added).
As this Court and the courts of appeals have confirmed, Reata "clarified and modified" sovereign immunity law and "limited" Kinnear and Anderson by carefully defining the scope of immunity when the government chooses to file suit. See Albert, 354 S.W.3d at 373; Emps. Ret. Sys. v. Putnam, LLC, 294 S.W.3d 309, 324-25 (Tex. App.-Austin 2009, no pet.) ("[T]he Texas Supreme Court limited Kinnear by issuing Reata."); see also Nazari v. State, ___ S.W.3d ___, ___ (Tex. June 22, 2018) (explaining that we "expounded" on Anderson "and other cases like it" in Reata). Contrary to the Court's assertion that Reata "does not hold that a monetary claim is a necessary condition for abrogation in every instance," ante at ___, we have remanded a number of cases for reconsideration in light of Reata, explaining that under Reata, the government "retainsimmunity from suit as to [counterclaims] for monetary damages . . . to the extent [the counterclaimant seeks damages that] exceed amounts offsetting the [government's] monetary recovery, absent legislative waiver of that immunity." City of Irving v. Inform Const., Inc., 201 S.W.3d 693, 694 (Tex. 2006) (per curiam).[9] And in a separate case decided last week, the Court holds that Reata's first requirement—that the government sue for "monetary relief"—actually requires that the government sue for monetary damages, not just any monetary relief, so "sovereign immunity protects the State from counterclaims that seek to offset a penalty." Nazari, ___ S.W.3d at ___.
But here, the Court carves out an exception applicable only to counterclaims for costs, attorney's fees, and sanctions under the TCPA. The fact that Harper seeks only that relief, however, does not justify the Court's holding, at least not according to our post-Reata decisions. See Manbeck 381 S.W.2d at 532-33 (holding that, under Reata,immunity from suit barred counterclaim for attorney's fees because the governmental entity did not assert a claim for "money damages"); Sharyland Water Supply Corp. v. City of Alton, 354 S.W.3d 407, 414 (Tex. 2011) (holding that, under Reata, immunity from suit applies even to a counterclaim for attorney's fees unless the fees can serve as an offset against the government's monetary recovery). Consistent with these decisions and Reata, immunity from suit bars Harper's counterclaims because the state has not sought any kind of monetary relief against which Harper's recovery could provide an offset.
The Court, however, concludes that the legislature's purpose in enacting the TCPA justifies the Court's decision to abrogate the state's immunity from suit against TCPA counterclaims. Ante at ___. Unlike the Court's misplaced reliance on the TCPA's purpose to construe the statutory term "enforcement action," see supra n.2, the Court relies on that purpose here to shift the responsibility for its own policy decision. The Court cannot claim to be promoting the legislature's purpose when—as the Court itself agrees—the legislature did not waive the state's immunity from suit in the TCPA. See ante at ___. Nor does anything about the TCPA suggest that the legislature wanted the Court to treat the TCPA differently than any other statute that allows for an award of attorney's fees. To the contrary, the legislature has made clear its view (and we have consistently and repeatedly agreed) that we cannot find that a statute waives immunity unless it does so by "clear and unambiguous" language. TEX. GOV'T CODE § 311.034. Because the legislature has not clearly and unambiguously waived immunity in the TCPA, the Court cannot genuinely claim to be promoting the legislature's purpose by judicially abrogating immunity the legislature has not waived. See supra n.3. Because the legislature has not waived immunity in the TCPA, the Court's implementation of its own purposes contradicts the legislature's purpose by waiving the state's immunity when the legislature has chosen not to waive it.
To be sure, the Court has authority to abrogate sovereign immunity in whole or in part, but its holding today represents a sea change from our current immunity jurisprudence. I cannot join the Court's cavalier approach to such a well-established and important doctrine.
III.
Conclusion
I am sympathetic to the Court's desire to allow Paul Harper to recover the fees and costs he incurred defending this removal action, but sympathy cannot determine the outcome of this case. The question we must decide is whether Harper can recover those losses under the TCPA. Because this Chapter 87 removal action is an "enforcement action" regardless of the grounds asserted, the TCPA "does not apply."
And even if it did apply, the state's immunity from suit bars Harper's counterclaim for court costs, attorney's fees, and sanctions because the state neither sought nor obtained any monetary recovery that an award to Harper could offset. Because Harper's counterclaim presents the only issue that is not now moot in this case, I would reverse the court of appeals' judgment remanding the case for an award of costs, fees, and sanctions and render judgment dismissing this case. Because the Court holds otherwise, I respectfully dissent.
_____________________
Jeffrey S. Boyd
Justice
Opinion delivered: June 29, 2018
BELOW: MAJORITY OPINION IN BY JUSTICE BROWN
THE STATE OF TEXAS EX REL. GEORGE DARRELL BEST, Petitioner,
v.
PAUL REED HARPER, Respondent.
Supreme Court of Texas.
Joseph R. Larsen, for Freedom of Information Foundation of Texas, Amicus Curiae.
Andrew W. Lucas, C. Alfred Mackenzie, for State of Texas, Petitioner.
Cleve Doty, Nichole Beth Bunker-Henderson, Brantley D. Starr, Scott A. Keller, Atty. Gen. W. Kenneth Paxton, Jr., James E. Davis, Jeffrey C. Mateer, Angela V. Colmenero, for Texas Attorney General's Office, Other Interested party.
Mary H. Barkley, Christopher A. Brown, for Paul Reed Harper, Respondent.
On Petition for Review from the Court of Appeals for the Tenth District of Texas.
JUSTICE BROWN delivered the opinion of the Court, in which CHIEF JUSTICE HECHT, JUSTICE GREEN, JUSTICE GUZMAN, and JUSTICE DEVINE joined.
JUSTICE BOYD filed a dissenting opinion, in which JUSTICE JOHNSON and JUSTICE LEHRMANN joined.
JUSTICE BLACKLOCK did not participate in the decision.
JEFFREY V. BROWN, Justice.
The Texas Citizens Participation Act (the TCPA) allows a defendant to obtain expedited dismissal of certain legal actions for which the party bringing the action does not establish prima facie support. We conclude that this suit to remove a county official from elected office under chapter 87 of the Texas Local Government Code (the removal statute) is a legal action under the TCPA. However, the TCPA does not apply when a government attorney brings an enforcement action in the state's name. We further conclude that only one of the several allegations against the county official constitutes an enforcement action. Finally, as to the allegations that are not enforcement actions, we conclude that the state's sovereign immunity does not protect it from the county official's claim for appellate costs. We affirm the court of appeals' judgment, with a modification.
I
Background
When Paul Harper ran for a position on the Somervell County Hospital District Board, he campaigned on pledges to eliminate the tax that supports the district and to replace the district's administrative employees. He won the election, joined the board, and allegedly tried to make good on his promises. In response, a county resident named George Best sought to remove Harper from the board by filing this suit under the removal statute. SeeTEX. LOC. GOV'T CODE §§ 87.001-.043. Specifically, Best alleged that Harper violated the district's bylaws at a board meeting by moving to set the district's tax rate at zero—even though Harper knew that eliminating the tax revenue would bankrupt or otherwise harm the district. Best also alleged that Harper posted a blog that falsely accused the district's administrative employees of violating the law. Best argued these actions were enough to remove Harper for incompetency under the removal statute. See id. § 87.013(a)(1).
The removal statute authorizes any Texas resident who has lived in a county for at least six months to file a petition to remove certain county officers from office (a removal petition). See id. §§ 87.012, .015(b); see also Tex. Const. art. V, § 24 (authorizing "the Judges of the District Courts" to remove "county officers" for "incompetency, official misconduct, habitual drunkenness, and other causes defined by law").[1] But it also requires the county attorney to "represent the state" in any removal proceedings that take place. TEX. LOC. GOV'T CODE § 87.018(d); see also Garcia v. Laughlin, 285 S.W.2d 191, 194 (Tex. 1955) (orig. proceeding) ("Individual citizens have no private interest distinguishable from the public as a whole and have no right to maintain an ouster suit without being joined by a proper state official."). Consistent with that requirement, the Somervell county attorney opted to appear in this case as plaintiff on the state's behalf. The state adopted Best's allegations, and it added an allegation that Harper engaged in misconduct by violating the Texas Open Meetings Act when he exchanged certain text messages with other board members. See TEX. GOV'T CODE §§ 551.001-.146.
Harper filed a motion to dismiss the case under the TCPA. See TEX. CIV. PRAC. & REM. CODE §§ 27.001-.011. Harper argued that Best filed, and the state joined, the removal petition based on or in response to Harper's exercise of the right to petition and right of free speech. See id. § 27.003(a) (authorizing a motion to dismiss an action that "is based on, relates to, or is in response to a party's exercise of the right of free speech, right to petition, or right of association"). Harper contended that the state could not establish a prima facie case for removal because he did not formally move to set the district's tax rate at zero, did not author or publish the blog, and did not violate the Open Meetings Act by exchanging text messages with other board members. See id. § 27.005(c) (providing that a court may not dismiss a legal action "if the party bringing the legal action establishes by clear and specific evidence a prima facie case for each essential element of the claim"). Harper argued that the trial court should dismiss the removal petition and award him attorney's fees, costs, and sanctions. See id. § 27.009(a) (instructing that a court dismissing an action shall award attorney's fees, court costs, and sanctions to a party who obtains dismissal). After conducting an evidentiary hearing, the trial court denied Harper's motion to dismiss.
Harper filed an interlocutory appeal from that order. See id. § 27.008(b) (authorizing an interlocutory appeal from an order denying a dismissal motion). The court of appeals reversed, holding that the TCPA applies to the state's removal action and that the state failed to establish a prima facie case for removal. See 493 S.W.3d 105, 111, 116 (Tex. App.-Waco 2016). The court remanded the case to the trial court "for rendition of an order granting Harper's motion to dismiss and for a determination of Harper's request for court costs, reasonable attorney's fees, and sanctions." Id. at 118. The state moved for rehearing in the court of appeals, arguing for the first time that sovereign immunity protects it from any claim for attorney's fees, court costs, or sanctions under the TCPA. The court of appeals denied the motion. But while the motion was pending, Harper lost his bid for reelection, and as a result he no longer serves on the hospital district's board. We granted the state's petition for review.
II
Mootness
Because the state's petition seeks to remove Harper from a position he no longer holds, we must first decide whether this case is moot. A case becomes moot when there ceases to be a justiciable controversy between the parties or when the parties cease to have "a legally cognizable interest in the outcome." Williams v. Lara, 52 S.W.3d 171, 184 (Tex. 2001) (quoting Murphy v. Hunt, 455 U.S. 478, 481 (1982)). Mootness occurs when events make it impossible for the court to grant the relief requested or otherwise "affect the parties' rights or interests." See Heckman v. Williamson Cty., 369 S.W.3d 137, 162 (Tex. 2012). A case can become moot at any time, including on appeal. See id. at 166-67. When a case becomes moot, the court loses jurisdiction and cannot hear the case, because any decision would constitute an advisory opinion that is "outside the jurisdiction conferred by Texas Constitution article II, section 1." Matthews v. Kountze Indep. Sch. Dist., 484 S.W.3d 416, 418 (Tex. 2016). But a case "is not rendered moot simply because some of the issues become moot during the appellate process." In re Kellogg Brown & Root, Inc., 166 S.W.3d 732, 737 (Tex. 2005) (orig. proceeding). If only some claims or issues become moot, the case remains "live," at least as to other claims or issues that are not moot. See id.
Both the state and Harper argue that this case remains live. Harper argues we cannot address mootness at all because the trial court's record contains no evidence that he lost his reelection bid and no longer serves on the board. But we must consider issues affecting our jurisdiction sua sponte. M.O. Dental Lab v. Rape, 139 S.W.3d 671, 673 (Tex. 2004) (per curiam). And we have the power, "on affidavit or otherwise," to "ascertain the matters of fact that are necessary to the proper exercise of [our] jurisdiction," even if evidence establishing those facts is not in the trial court's record. TEX. GOV'T CODE § 22.001(d). Here, the state filed a "status report" with the court of appeals that included an election canvass confirming that Harper lost his reelection bid. Harper does not dispute that he lost the election or that he no longer holds the position.
The state concedes that Harper's failed reelection bid renders its removal petition moot. But the state contends that the issue whether the court of appeals properly ordered the trial court to award Harper his costs, attorney's fees, and sanctions under the TCPA is not moot. We agree that Harper's request for an award of attorney's fees and sanctions under the TCPA presents an issue that is separate from the request for removal, and we also agree that this separate issue survives the mootness that would otherwise prevent us from addressing the underlying claim.
We have recognized that in some cases—but not all—a claim for attorney's fees "breathes life" into a suit that has become moot in all other respects. Camarena v. Tex. Emp't Comm'n, 754 S.W.2d 149, 151 (Tex. 1988) (concluding that when the claimants prevailed in the trial court before their underlying claims became moot, their claim for attorney's fees as prevailing parties remained live even though the underlying claims were moot); see also Allstate Ins. Co. v. Hallman, 159 S.W.3d 640, 643 (Tex. 2005)(holding that an attorney's-fees claim based on a statute that allows fee awards to non-prevailing parties remains live even after the underlying claim becomes moot); Speer v. Presbyterian Children's Home & Serv. Agency, 847 S.W.2d 227, 229 (Tex. 1993)(distinguishing Camarena v. Texas Employment Commission and holding that an attorney's-fees claim under a prevailing-party statute had become moot along with the underlying claim because the claimant had not prevailed before mootness occurred).
Whether an attorney's-fees claim breathes life into an otherwise moot appeal depends first on whether the claimant seeks the fees under a statute that authorizes fees only for a prevailing party or, alternatively, under a statute that permits fees based on equitable principles regardless of who prevails. If the statute allows a non-prevailing party to recover fees under equitable principles, the claim for fees always breathes life into a case that has otherwise become moot, because the trial court must always consider the relative merits of the parties' positions (among other factors) when exercising its discretion to award fees to either party. Allstate, 159 S.W.3d at 643.
But when the party seeks attorney's fees under a prevailing-party statute, the determination whether the attorney's-fees claim is moot depends on whether the party prevailed before the underlying substantive claim became moot. As we recognized in Camarena, if the party prevailed before the substantive claim became moot, the party's claim for attorney's fees under a prevailing-party statute remains a live controversy and a court must consider the claim's merits to determine whether the party properly prevailed. See 754 S.W.2d at 151. But as we recognized in Speer v. Presbyterian Children's Home & Service Agency, if the party did not prevail before the substantive claim became moot, the party's claim for attorney's fees is also moot because the party can never prevail and thus can never be entitled to attorney's fees. See 847 S.W.2d at 229-30.
In this case, Harper seeks fees under the TCPA, which requires the trial court to award court costs, attorney's fees, expenses, and sanctions to a party who prevails on its motion to dismiss. See TEX. CIV. PRAC. & REM. CODE § 27.009(a). The trial court denied Harper's motion to dismiss, but he prevailed in the court of appeals, which remanded the case and ordered the trial court to grant Harper's motion. See 493 S.W.3d at 118. Because Harper established his right to dismissal before his failed reelection bid rendered the state's removal petition moot, we conclude that his claim for attorney's fees, costs, and sanctions breathes life into this appeal. See Camarena, 754 S.W.2d at 151. Thus, to determine whether Harper properly prevailed and is entitled to assert his claim for attorney's fees, costs, and sanctions, we must address the merits of the state's removal petition and of Harper's dismissal motion, even though both would otherwise be moot. See id.
III
Applicability of the TCPA
The state argues that the court of appeals erred by ordering the trial court to grant Harper's motion to dismiss under the TCPA. See TEX. CIV. PRAC. & REM. CODE § 27.003(a). The reason, the state says, is that the TCPA does not apply to a removal petition. Specifically, the state argues the TCPA is inapplicable because an action under the removal statute is not a "legal action" under the TCPA. See id. §§ 27.001(6), .003(a). The state also argues that a removal action is an "enforcement action" to which the TCPA expressly does not apply. See id. § 27.010(a). We hold that a removal petition is a "legal action" under the TCPA. See id. § 27.003(a). We also conclude that, while one allegation against Harper constitutes a TCPA "enforcement action," the remaining allegations do not. See id. § 27.010(a).
A. TCPA "legal action"
The TCPA permits a party to file a motion to dismiss a "legal action" if the action "is based on, relates to, or is in response to a party's exercise of the right of free speech, right to petition, or right of association." Id. § 27.003(a). The state argues that a removal petition is not a "legal action" and that, as a result, dismissal under the TCPA is not available. See id. Instead, the state says, the removal statute contains specific provisions for dismissal and costs that prevail over the general provisions in the TCPA. See TEX. LOC. GOV'T CODE § 87.016(c). And, according to the state, applying the TCPA's dismissal and cost provisions to a removal action is inconsistent with the TCPA's language and purpose. See TEX. CIV. PRAC. & REM. CODE § 27.002.
The TCPA defines a "[l]egal action" as "a lawsuit, cause of action, petition, complaint, cross-claim, or counterclaim or any other judicial pleading or filing that requests legal or equitable relief." Id. § 27.001(6). This undeniably "broad" definition appears to encompass any "procedural vehicle for the vindication of a legal claim." Paulsen v. Yarrell, 537 S.W.3d 224, 233 (Tex. App.-Houston [1st Dist.] 2017, pet. denied) (noting, however, that a TCPA dismissal motion is not itself a TCPA "legal action"); see also In re Elliott, 504 S.W.3d 455, 465 (Tex. App.-Austin 2016, orig. proceeding) (holding that the TCPA's "broad definition" encompasses a petition under Texas Rule of Civil Procedure 202); Better Bus. Bureau of Metro. Dall., Inc. v. Ward, 401 S.W.3d 440, 443 (Tex. App.-Dallas 2013, pet. denied) (holding that the definition "is broad and evidences a legislative intent to treat any claim by any party on an individual and separate basis").
Despite the TCPA's broad definition, the state argues that a removal petition is not a legal action because it seeks "constitutional" or "political" relief in the form of an order removing an elected official from office rather than "legal or equitable relief" such as damages, an injunction, or declaratory relief. We disagree. A court order requiring the defendant's removal or ouster from office is undoubtedly a "remedy." See State ex rel. Dishman v. Gary, 359 S.W.2d 456, 458-59 (Tex. 1962) (orig. proceeding). And "remedy" is another word for "relief." See Relief, BLACK'S LAW DICTIONARY (10th ed. 2014) [BLACK'S] (defining "relief" as the "redress or benefit[] . . . that a party asks of a court" and noting that "relief" is "[a]lso termed remedy"). Here, the remedy the state seeks is only available because Texas law—specifically, article 5, section 24 of the Texas constitution and chapter 87 of the Texas Local Government Code—provides it. See Tex. Const. art. V, § 24; TEX. LOC. GOV'T CODE § 87.013. Because a removal petition seeks legal relief in the form of a statutory remedy, the pleading is a "legal action" under the TCPA. See TEX. CIV. PRAC. & REM. CODE § 27.003(a).
Even so, the state argues, applying the TCPA's expedited-dismissal provisions to the removal statute "creates a conflict between the two statutory schemes" because the removal statute provides its own protections against meritless petitions. For example, the statute permits a trial court to refuse to issue an order for citation against the county officer. TEX. LOC. GOV'T CODE § 87.016(c). If the trial court refuses to issue an order for citation, "the petition shall be dismissed at the cost of the person filing the petition," and the plaintiff may not appeal. See id. If the trial court does issue an order for citation, it must require the plaintiff to post security for the county officer's costs. See id. And if the trial court temporarily suspends the officer but later determines that the suspension was improper, the officer may recover damages and costs. See id. § 87.017(b). According to the state, these "specific" provisions govern the dismissal of a removal action, but the TCPA's "general" dismissal provisions do not. See, e.g., TEX. GOV'T CODE § 311.026(b) (providing that when a general provision irreconcilably conflicts with a special or local provision, "the special or local provision prevails . . . unless the general provision is the later enactment and the manifest intent is that the general provision prevail"). So in the state's view, we cannot apply the TCPA to a removal petition without intruding "into a field governed by a specific law adopted pursuant to a constitutional mandate."
Harper responds that the removal statute's remedies are not exclusive and that the chapter itself contemplates that a defendant can rely on external defenses such as the TCPA. For example, the chapter states that "the proceedings connected with the trial" of a removal petition "shall be conducted as much as possible in accordance with the rules and practice of the court in other civil cases." TEX. LOC. GOV'T CODE § 87.018(b). Similarly, either party "may appeal the final judgment to the court of appeals in the manner provided for other civil cases." Id. § 87.019(a). Harper also points to our statement that "[e]xcept where otherwise provided by statute, the rules of practice governing other civil cases control" in a removal proceeding. Dishman, 359 S.W.2d at 458.
We agree with Harper. The TCPA's dismissal provisions complement, rather than contradict, the removal statute. The rule that a specific provision controls over a general provision applies only when the statutes at issue are ambiguous or irreconcilable. SeeTEX. GOV'T CODE § 311.026(a) ("If a general provision conflicts with a special or local provision, the provisions shall be construed, if possible, so that effect is given to both."); see also Tex. Lottery Comm'n v. First State Bank of DeQueen, 325 S.W.3d 628, 639 (Tex. 2010) ("[W]e construe statutes by first looking to the statutory language for the Legislature's intent, and only if we cannot discern legislative intent in the language of the statute itself do we resort to canons of construction or other aids such as which statute is more specific."). Here, the state neither identifies nor have we found any provision in either statute that cannot be applied alongside those in the other statute. The removal statute provides for dismissal when the trial court determines that citation should not issue. TEX. LOC. GOV'T CODE § 87.016(c). The TCPA's dismissal provisions provide the defendant the opportunity to argue for dismissal on other grounds—namely, his rights to free speech, to petition, and to associate. TEX. CIV. PRAC. & REM. CODE § 27.003(a). These provisions do not conflict.
Finally, the state argues we have stated that a removal petition initiates a unique, "quasi criminal" proceeding "such that ordinarily it admits of no cross action." See Dishman,359 S.W.2d at 460. In State ex rel. Dishman v. Gary, the state unilaterally nonsuited its removal petition after the defendant filed a "cross action" asserting, as an affirmative defense, the argument that actions before his election to office could not be the basis for removal. Id. The primary issue in Dishman was whether the defendant's "cross action" preserved the trial court's jurisdiction, thus enabling it to enter an order reinstating the state's removal petition. Id. at 458. We held that it did not, concluding that an ouster suit "admits of no cross action" and that "no statutory provision for a cross action" existed. Id.at 460. We thus found it "difficult to imagine a set of circumstances under which a cross action would properly lie" under the removal statute. Id. at 459. The one scenario where we suggested a "cross action" might "perhaps" be permitted would be where the district attorney had "repeatedly filed and dismissed ouster suits against a defendant for the purpose of harassment," in which case the trial court would have a common-law basis to dismiss. Id. Otherwise, we concluded, "it would seem that the only issue presented [in a removal action] would be whether or not the defendant w[as] guilty of the charges brought against him," and the defendant's "cross action" did "not operate to deprive the district attorney of his control of the statutory ouster suit nor serve as a basis for the reinstatement of a suit in which he had taken a voluntary nonsuit." Id. at 460.
In response to the state's reliance on Dishman, Harper argues that even if the removal statute prohibits a counterclaim or "cross action" to a removal petition, a TCPA dismissal motion is not a "cross action." We need not address this argument, however, because even if a TCPA dismissal motion is a counterclaim or cross action, the TCPA could authorize that counterclaim even if the removal statute does not. We decided Dishman in 1962, see id. at 456, long before the legislature enacted the TCPA in 2011, see Citizens Participation Act, 82d Leg., R.S., ch. 341, §§ 1-4, 2011 Tex. Gen. Laws 961 (codified at TEX. CIV. PRAC. & REM. CODE §§ 27.001-.011). We noted in Dishman that a court's common-law power to dismiss a removal petition filed for the purpose of harassment can supplement and coexist with the removal statute. See Dishman, 359 S.W.2d at 460(suggesting that courts have the common-law power to dismiss "ouster suits [brought] against a defendant for the purpose of harassment"). A court's TCPA-authorized power to dismiss an action based on the defendant's exercise of his free-speech and petition rights can surely do the same. Nothing in the constitution or in the removal statute precludes the legislature from granting such power; the question here is whether it did so in the TCPA.
We conclude that it did. The TCPA expressly applies to any "legal action," and—as we have explained—a removal petition is a legal action. See TEX. CIV. PRAC. & REM. CODE § 27.001(6). Accordingly, the TCPA applies to a removal petition.
B. TCPA "enforcement action"
We now turn to whether a removal petition constitutes an "enforcement action" under the TCPA. See id. § 27.010(a) (stating that the TCPA "does not apply to an enforcement action that is brought in the name of this state . . . by . . . a county attorney"). If it does, Harper cannot invoke the TCPA's protections. See id. The state joined Best's petition, but that does not necessarily make this suit an enforcement action. Unlike "legal action," the TCPA's definitional subsection does not include an entry for the term "enforcement action." See generally id. § 27.001. Nor have we previously considered its meaning.
"Statutory construction is a legal question we review de novo." See City of Rockwall v. Hughes, 246 S.W.3d 621, 625 (Tex. 2008). "In construing statutes, we ascertain and give effect to the Legislature's intent as expressed by the language of the statute." Id.Statutes do not always include express statements of purpose or directions for construction, but the TCPA includes both. See TEX. CIV. PRAC. & REM. CODE §§ 27.002, .011. The TCPA's purpose "is to encourage and safeguard the constitutional rights of persons to petition, speak freely, associate freely, and otherwise participate in government to the maximum extent permitted by law and, at the same time, protect the rights of a person to file meritorious lawsuits for demonstrable injury." Id. § 27.002 (emphasis added). We must construe the TCPA "liberally to effectuate its purpose and intent fully." Id. § 27.011(b). Construing the TCPA liberally means construing its exemptions narrowly.
One such exemption is that the TCPA "does not apply to an enforcement action that is brought in the name of this state . . . by . . . a county attorney." Id. § 27.010(a). Because the legislature did not define "enforcement action," we must determine the term's "common, ordinary meaning." City of Richardson v. Oncor Elec. Delivery Co., 539 S.W.3d 252, 261 (Tex. 2018). "To determine a statutory term's common, ordinary meaning, we typically look first to [its] dictionary definitions. . . ." Tex. State Bd. of Exam'rs of Marriage & Family Therapists v. Tex. Med. Ass'n, 511 S.W.3d 28, 35 (Tex. 2017). The common meaning applies "unless a more precise definition is apparent from the statutory context." Oncor, 539 S.W.3d at 261; see also Greene v. Farmers Ins. Exch.,446 S.W.3d 761, 765 (Tex. 2014) ("We rely on the plain meaning of the text as expressing legislative intent unless a different meaning is supplied by legislative definition or is apparent from the context, or the plain meaning leads to absurd results.").
An enforcement is "[t]he act or process of compelling compliance with a law, mandate, command, decree, or agreement." Enforcement, BLACK'S; see also THE AMERICAN HERITAGE DICTIONARY OF THE ENGLISH LANGUAGE 590 (5th ed. 2011) (defining "enforce" as "[t]o compel observance of or obedience to: enforce a law"); WEBSTER'S THIRD NEW INTERNATIONAL DICTIONARY 751 (1961) (defining "enforcement" as "the compelling of the fulfillment (as of a law or order)"). Applying the Black's dictionary definition, the court of appeals concluded that "there is nothing in the removal statute with which the State is seeking to compel Harper's compliance," because "Harper cannot comply with his duties if he is no longer a board member." 493 S.W.3d at 111.
The dictionary definitions do not capture the full extent of the legislature's intent in this instance. The reason is that our precedent directing us to the dictionaries, see, e.g., Melden & Hunt, Inc. v. E. Rio Hondo Water Supply Corp., 520 S.W.3d 887, 893 (Tex. 2017), collides with our precedent directing us to "presume the Legislature selected language in a statute with care and that every word or phrase was used with a purpose in mind." DeQueen, 325 S.W.3d at 635 (emphasis added). Section 27.010 contains the "enforcement action" exemption, but it also contains three others. See TEX. CIV. PRAC. & REM. CODE § 27.010. The TCPA does not apply to:
(a) "an enforcement action" brought in the name of the state;
(b) "a legal action" against certain businesses;
(c) "a legal action" in certain personal injury cases; and
(d) "a legal action" arising out of certain insurance contracts.
Id.
The second, third, and fourth exemptions apply to a "legal action," id. § 27.010(b)-(d), a term the TCPA defines, see id. § 27.001(6). But the first applies to something different: an "enforcement action." Id. § 27.010(a). We must assume the legislature used a different word because it intended a different meaning. See DeQueen, 325 S.W.3d at 635. Otherwise, the legislature would have said "legal action" all four times.
These observations demonstrate that whatever an "enforcement action" is, it must be different from a "legal action." A "legal action" is "a lawsuit, cause of action, petition, complaint, cross-claim, or counterclaim or any other judicial pleading or filing that requests legal or equitable relief." TEX. CIV. PRAC. & REM. CODE § 27.001(6). It would be difficult to write a more capacious definition, and even more so to conceive one for an undefined term. So the definition of an "enforcement action" cannot exceed the broad definition the TCPA gives for "legal action." See id. Nor can the two terms share the same meaning. See DeQueen, 325 S.W.3d at 635. Hence, a TCPA "enforcement action" must be a subtype of legal actions in general. That is, the term "enforcement action" must mean something less than "any legal action brought by the state." Otherwise, "enforcement action" and "legal action" would mean the same thing.
We conclude that, within the TCPA, the term "enforcement action" refers to a governmental attempt to enforce a substantive legal prohibition against unlawful conduct. This interpretation is consistent with the TCPA's text, under which enforcements are but one type of legal action. See id. § 27.001(6). It also accords with the TCPA's self-expressed purpose, which "is to encourage and safeguard constitutional rights"—not to impede the criminal or civil proceedings that law enforcement or other government agencies initiate. See id. § 27.002. Under this definition, a removal petition is not an "enforcement action" in the abstract. Instead it is a procedural device, and as such a party cannot initiate a removal action to enforce the removal statute itself. There is a range of conduct—some unlawful and some not—for which a public official may properly face removal under the removal statute. And as discussed above, the TCPA is available by default since removal actions are legal actions. However, when a removal action has its basis in unlawful conduct, the "enforcement action" exemption renders the TCPA inapplicable.
Accordingly, we must next ask whether the petition against Harper seeks to enforce a substantive legal prohibition against unlawful conduct. Under the removal statute, "[a]n officer may be removed for: (1) incompetency; (2) official misconduct; or (3) intoxication on or off duty caused by drinking an alcoholic beverage." TEX. LOC. GOV'T CODE § 87.013(a).
In his original petition, Best sought Harper's removal based on Best's allegation that Harper "exhibited incompetency by way of gross ignorance of his official duties and gross carelessness in the discharge of those duties." See id. § 87.011(2)(A)-(B) ("`Incompetency' means: (A) gross ignorance of official duties; (B) gross carelessness in the discharge of those duties[]. . . ."). Incompetency is a basis for removal under the removal statute, but it is not against the law. See id. § 87.013(a)(1). Similarly, while intoxication is also a basis for removal, and while the town drunk might make a lousy official, being the town drunk is not against the law. See id. § 87.013(a)(3).
Best's incompetency claims are a transparent retaliation against Harper's quixotic political beliefs. Harper opposed the hospital district's creation. He put his beliefs into action by running for office, and the voters of Somervell County elected him on a clearly stated anti-tax platform. Best's petition alleges Harper did exactly what he told the voters he would do upon taking office. Harper's detractors may disagree with his politics, but no law requires elected officials to support the status quo upon arriving in office. Best's removal petition was a pretext for forcing Harper to cease acting on the beliefs that won him his office in the first place.
We are not fooled. We doubt anyone else is. Harper's refusal to capitulate to Best's demands does not render him incompetent. Best thought that the hospital district was important, and he sought Harper's removal because he thought that Harper was setting the hospital up for failure, lacked candor, and sometimes communicated less than cordially. Even if a jury agreed that Harper was unfit for office, he would face no criminal or civil penalty other than removal itself. Efforts like Best's are attacks on core political speech. But the TCPA "protects citizens who petition or speak on matters of public concern from retaliatory lawsuits that seek to intimidate or silence them." In re Lipsky,460 S.W.3d 579, 584 (Tex. 2015) (orig. proceeding) (footnote omitted) (citing TEX. CIV. PRAC. & REM. CODE §§ 27.001-.011). Since the incompetency allegations in Best's petition seek to achieve Best's political goals rather than to enforce a law, they cannot form the basis of an enforcement action for purposes of the TCPA. See TEX. CIV. PRAC. & REM. CODE § 27.010(a).
Nor are we swayed by the argument that Best's incompetency claim included allegations that Harper violated the hospital district's bylaws. The bylaws require board members to discharge their duties "in good faith, with ordinary care, and in a manner the director reasonably believes to be in the best interest of the District." Similarly, the bylaws prohibit members from performing "any act with the intention of harming the District or any of its operations" or "that would make it impossible or unnecessarily difficult to carry on the intended or ordinary business of the District." Best's petition argues Harper violated the bylaws by attempting to set the district's tax rate at zero and by accusing the district's administration of violating the law.
The Somervell County Hospital District Board of Directors may promulgate bylaws pursuant to its authority to "adopt rules governing the operation of the hospital and hospital system and the duties, functions, and responsibilities of district staff and employees." TEX. HEALTH & SAFETY CODE § 286.075. Although violation of an organization's internal rules concerning "duties, functions, and responsibilities" may expose the violator to liability, the rules are just that— rules. Though they may sometimes overlap with Texas statutes, regulations, or common-law obligations, the bylaws appear nowhere within these bodies of law. Instead, they arise by agreement of the board of directors. Indeed, the bylaws include numerous references to actions required by law or the bylaws. In sum, the bylaws are not legal prohibitions against unlawful conduct, and they do not elevate the allegations in Best's petition to an "enforcement action." See TEX. CIV. PRAC. & REM. CODE § 27.010(a).
In light of our textual conclusion that an enforcement action must be something narrower than a legal action, our general understanding that an enforcement action cannot enforce itself, our specific conclusion that an enforcement action under the TCPA must enforce substantive prohibitions against unlawful conduct, and the legislature's clear instruction to construe the TCPA liberally to protect citizens' rights to participate in government, we conclude the that allegations in Best's petition do not amount to an "enforcement action" under the TCPA. See id.
However, the removal statute also allows removal for "official misconduct," which may include allegations or evidence that a public official has acted unlawfully. TEX. LOC. GOV'T CODE § 87.013(2); see also id. § 87.011(3) (defining "[o]fficial misconduct" as "intentional, unlawful behavior relating to official duties" including "intentional or corrupt failure, refusal, or neglect of an officer to perform a duty imposed on the officer by law"). An allegation premised on unlawful conduct rather than behavior undesirable in a public official can form the basis of an "enforcement action" for purposes of the TCPA. SeeTEX. CIV. PRAC. & REM. CODE § 27.010(a).
Best did not allege official misconduct against Harper, but the state did. After it joined Best's petition, the state added—as an "official misconduct" ground—the allegation that Harper violated the Open Meetings Act. See TEX. GOV'T CODE § 551.143(a) ("A member . . . of a governmental body commits an offense if the member . . . knowingly conspires to circumvent this chapter by meeting in numbers less than a quorum for the purpose of secret deliberations in violation of this chapter."). This allegation is sufficient to form the basis of an enforcement action. It involves reference to a specific statutory provision that contains a substantive prohibition against certain conduct, and the state alleges Harper violated that prohibition. Whatever the merits of the state's allegation, it amounts to an "enforcement" of a law—the Open Meetings Act—"brought in the name of this state." See TEX. CIV. PRAC. & REM. CODE § 27.010(a).
A removal petition is not an "enforcement action" unless it seeks to enforce a substantive legal prohibition against unlawful conduct. The removal grounds alleging Harper's incompetency do not meet this definition, which means that the TCPA's "enforcement action" exemption does not apply to them. See id. But under the same definition, the state's additional ground alleging official misconduct based on violations of the Open Meetings Act is an enforcement action. So the enforcement-action exemption renders the TCPA inapplicable to the state's additional ground. See id.
We conclude that Harper may benefit from the TCPA's expedited-dismissal provisions for the grounds that Best's initial removal petition raised, but not for the state's additional ground alleging a violation of the Open Meetings Act.
IV
Sovereign Immunity
Because the TCPA applies, we must consider whether Harper can recover appellate fees and costs from the state. The court of appeals' judgment awarded "judgment against the state of Texas for [Harper's] appellate costs that were paid, if any, by [Harper]; and all unpaid appellate court cost[s], if any . . . against the state of Texas." Similarly, the court of appeals' opinion remands the case to the trial court for a "determination of Harper's request for court costs, reasonable attorney's fees, and sanctions." 493 S.W.3d at 118.
The state argues the award and remand were improper. Because the trial court has not yet made a "determination of" Harper's request for costs, fees, or sanctions, see id., we can do no more than speculate whether Harper will actually obtain a judgment for any of these against Best, the state, both, or neither. See id. So we need not consider the state's argument that such an award would be improper if entered against the state. Instead, the narrow issue before us is whether sovereign immunity protects the state from the appellate fees and costs that the court of appeals has already awarded to Harper. We conclude it does not.
"Sovereign immunity in Texas embodies two concepts: immunity from liability and immunity from suit." Rusk State Hosp. v. Black, 392 S.W.3d 88, 93 (Tex. 2012). "[I]mmunity from liability is not jurisdictional and protects [only] from judgments." Harris Cty. Hosp. Dist. v. Tomball Reg'l Hosp., 283 S.W.3d 838, 842 (Tex. 2009). Hence, immunity from liability "must be pleaded, or else it is waived." Kinnear v. Tex. Comm'n on Human Rights ex rel. Hale, 14 S.W.3d 299, 300 (Tex. 2000) (per curiam); see also Tex. Dep't of Transp. v. Jones, 8 S.W.3d 636, 638 (Tex. 1999) (per curiam) ("Like other affirmative defenses to liability, [immunity from liability] must be pleaded or else it is waived."); Davis v. City of San Antonio, 752 S.W.2d 518, 523 (Tex. 1988) ("[T]he City waived any immunity defense by failing to affirmatively plead it.").
By contrast, immunity from suit "implicates a court's subject-matter jurisdiction" and may "be raised for the first time on appeal." Engelman Irrigation Dist. v. Shields Bros., Inc.,514 S.W.3d 746, 751, 755 (Tex. 2017); see also Jones, 8 S.W.3d at 638. Absent legislative waiver, and when it applies to begin with, immunity from suit protects the state from suits against it. See Tex. Nat. Res. Conservation Comm'n v. IT-Davy, 74 S.W.3d 849, 855 (Tex. 2002); see also City of Houston v. Williams, 353 S.W.3d 128, 134 (Tex. 2011). Legislative waiver is effective only if it is "clear and unambiguous." Tooke v. City of Mexia, 197 S.W.3d 325, 328-29 (Tex. 2006) (citing TEX. GOV'T CODE § 311.034). Our cases also recognize that the state's immunity does not apply in certain situations in which the state "join[s] into the litigation process." Reata Constr. Corp. v. City of Dallas,197 S.W.3d 371, 376 (Tex. 2006); see also Kinnear, 14 S.W.3d at 300 ("Because the [state] initiated this proceeding . . . and [the defendant] claimed attorney fees as a consequence of that suit, the jurisdictional question in this case was answered when the [state] filed suit[]. . . . Thus the issue is whether the [state] . . . is immune from liability. . . ." (emphasis added)).
The state has not argued that it is immune from liability, but only that it is immune from suit. Thus, the state has waived its immunity-from-liability argument. See Kinnear, 14 S.W.3d at 300 (first citing Jones, 8 S.W.3d at 638; and then citing Davis, 752 S.W.2d at 519-20). The dispositive question, then, is whether the state is immune from suit. If it is, then Harper cannot recover his fees, at least not from the state. But if the state is not immune from suit, then he can.
The state argues that neither the TCPA nor the removal statute contains a legislative waiver of immunity and that immunity from suit therefore protects it from an award of appellate costs. The removal statute requires "the person filing the petition to post security for costs" and further directs that dismissal shall be "at the cost of the person filing the petition." TEX. LOC. GOV'T CODE § 87.016(c). The state joined Best's suit, but Best filed the initial petition, so the state argues that the removal statute does not provide a waiver of immunity. Similarly, the TCPA allows a court to award "sanctions against the party who brought the legal action." TEX. CIV. PRAC. & REM. CODE § 27.009(a)(2) (emphasis added). Because Harper initiated this action, the state also argues that the TCPA does not waive immunity. See also id. § 27.011(a) ("[The TCPA] does not abrogate or lessen any other defense, remedy, immunity, or privilege available under other constitutional, statutory, case, or common law or rule provisions.").
Nor, says the state, do any of this Court's limitations to immunity's scope apply. Reata Construction Corp. v. City of Dallas details a circumstance in which "a governmental entity does not have immunity from suit for monetary claims against it that are `germane to, connected with, and properly defensive to' affirmative claims made by the entity," to the extent that the claims against the entity offset the entity's own claims. City of Dallas v. Albert, 354 S.W.3d 368, 372 (Tex. 2011) (quoting Reata, 197 S.W.3d at 378); see also Manbeck v. Austin Indep. Sch. Dist., 381 S.W.3d 528, 532-33 (Tex. 2012) (per curiam)(noting that Reata applies in "cases where the governmental entity asserts an affirmative claim for monetary relief against which the opponent's claims can be offset").
Harper responds that when the state appeared in this suit, it adopted Best's live pleading stating jurisdiction was proper in the trial court. Moreover, Harper argues, the removal statute contemplates that the temporary replacement officer must pay any "costs" associated with the prosecution of an unsuccessful removal action. See TEX. LOC. GOV'T CODE § 87.016(c). Harper argues this officer is an "agent of the state" and therefore the removal statute contemplates payment by a "governmental entity." So in Harper's view, the state stepped beyond the sphere of its immunity when it appeared in the suit. Harper also points to the four-factor analysis we set out in Wichita Falls State Hospital v. Taylor for determining whether language less explicit than "`sovereign immunity to suit is waived' . . . may nevertheless waive the State's immunity from suit," to argue that the removal statute, the TCPA, or both expressly waives immunity. See 106 S.W.3d at 697-98 (footnote omitted).
We agree with the state that neither statute waives the state's immunity from suit. The portions of the removal statute discussing costs treat the temporary replacement officer as an individual, not as an agent of the state. See TEX. LOC. GOV'T CODE § 87.017. The officer is an agent of the state for purposes of carrying out his job duties, but not for purposes of paying the costs associated with an unsuccessful removal action. Consequently, the removal statute does not contain a "clear and unambiguous" waiver of the state's immunity from suit. See Tooke, 197 S.W.3d at 328-29. Nor does the TCPA contain a waiver that meets Tooke's requirements. See id. Harper argues that the TCPA "d[oes] not expressly exempt any governmental entity from its sphere" and that "[i]f the Legislature intended to exempt the government from the TCPA . . . [it] would have clearly stated so." That argument states precisely the opposite of the presumption that we apply when determining whether the legislature has waived sovereign immunity. See Taylor,106 S.W.3d at 701 ("[W]e require the Legislature to express its intent beyond doubt and will construe ambiguities in a manner that retains the State's immunity."). The TCPA allows for awards of costs, but it does not contain any "clear and unambiguous" legislative basis for awarding costs against the state. See Tooke, 197 S.W.3d at 329. So neither the removal statute nor the TCPA expressly waives the state's sovereign immunity.
Although neither statute waives the state's immunity from suit, that conclusion does not answer the question whether immunity applies in the first place. See Engelman, 514 S.W.3d at 753 ("[S]overeign immunity is a common-law creation, and it remains the judiciary's responsibility to define the boundaries of the doctrine."); Brown & Gay Eng'g, Inc. v. Olivares, 461 S.W.3d 117, 122 (Tex. 2015) (noting "the doctrine's judicial origins"); Reata, 197 S.W.3d at 375 ("[I]t remains the judiciary's responsibility to define the boundaries of the common-law doctrine and to determine under what circumstances sovereign immunity exists in the first instance."). When sovereign immunity is inapplicable due to judicial modification rather than legislative pronouncement, courts characterize the protection's absence as arising from abrogation rather than waiver. See Albert, 354 S.W.3d at 375 ("[T]he judiciary has abrogated [governmental entities'] common law immunity from suit as to certain offsetting claims."); Taylor, 106 S.W.3d at 696 ("[W]e have not absolutely foreclosed the possibility that the judiciary may abrogate immunity by modifying the common law. . . .").
Reata is our foundational case discussing abrogation. See generally 197 S.W.3d at 374-77. Under the Reata rule, immunity from suit does not protect the state from counterclaims that are "germane to, connected with, and properly defensive to" certain of the state's own claims, but only to the extent that the counterclaims act as a monetary "offset" to the state's own claim. Id. at 373. In this case, the state has not asserted any claims against which Harper can counterclaim a monetary offset. Because the state seeks Harper's removal rather than an appropriate monetary recovery, the Reata rule does not apply to abrogate the state's immunity from Harper's counterclaims. But that does not mean that no rule does so.
Significant as it is, Reata is not our only case discussing abrogation, and it does not purport to map the full boundary separating counterclaims that sovereign immunity bars from those it does not. See, e.g., Nazari v. State, ___ S.W.3d ___, ___ ("[W]e have never held that the Reata rule always applies when the government seeks any transfer of funds. . . . [N]or have we ever held that Reata applies only to compensatory damages.").
As an example of another type of abrogation, Harper cites our per curiam decision in Kinnear v. Texas Commission on Human Rights ex rel. Hale. See generally 14 S.W.3d 299. There, "[t]he Texas Commission on Human Rights sued [Kinnear] for violating the Texas Fair Housing Act." Id. at 299. Kinnear prevailed, and he requested attorney's fees from the commission under the Fair Housing Act, which provides that a court "may award reasonable attorney fees to the prevailing party." TEX. PROP. CODE § 301.156. In analyzing whether the state abandoned its immunity from suit by initiating the litigation, we held that "the jurisdictional question . . . was answered when the [state] filed suit, regardless of whether the [state] can ultimately be liable for fees." Kinnear, 14 S.W.3d at 300. Put differently, when the state "initiated th[e] proceeding" that spurred the attorney's-fees claim, it was operating outside the bounds of its immunity from suit. Id.And because, as here, the state had waived immunity from liability by failing to plead it, we "render[ed] judgment awarding Kinnear his attorney fees and costs" under the Fair Housing Act. See id. Harper says his counterclaim is "akin" to the one in Kinnear and that he should prevail on that basis.
The state responds by citing another of our per curiam opinions, Manbeck v. AustinIndependent School District, for its counterargument that a "governmental entity's decision to avail itself of a statutory right—without bringing an affirmative claim for monetary damages— does not result in a loss of immunity from a claim for attorney's fees." See generally 381 S.W.3d 528. Manbeck addressed a counterclaim for attorney's fees after the state non-suited a judicial appeal from an administrative proceeding that arose under the Texas Workers' Compensation Act. See id. at 529 (citing TEX. LAB. CODE § 408.021(c)). Finding the Reata rule inapplicable, we "reversed the trial court's award of attorney fees." Id. at 533.
The parties strive to distinguish Kinnear and Manbeck—each arguing that one case or the other answers the TCPA attorney's-fees question at issue here. However, neither per curiam opinion addresses the TCPA. And since Manbeck concerned an administrative appeal in the workers' compensation context, see id. at 529, it does not overrule Kinnear's conclusion in the fair-housing context, see 14 S.W.3d at 299. But, the state argues, it is not that Manbeck overrules Kinnear—it is that Reata does, or at least it establishes a new paradigm such that Kinnear is no longer good law. We disagree. Far from overruling Kinnear, Reata cited it—along with Anderson, Clayton & Co. v. State ex rel. Allred, 62 S.W.2d 107, 110 (Tex. 1933), and State v. Humble Oil & Refining Co., 169 S.W.2d 707, 708 (Tex. 1943)—as the foundation for the rule it established. See Reata,197 S.W.3d at 374-77; see also Nazari, ___ S.W.3d at ___ (listing Anderson, Humble Oil, and Kinnear as "the three principal cases on which Reata relied"). And we have cited Kinnear since. See Rusk, 392 S.W.3d at 97 & n.4 (listing Kinnear among cases establishing that "immunity deprives courts of subject-matter jurisdiction"); Nazari, ___ S.W.3d at ___ ("[W]hile Kinnear involved an abrogation of immunity, it was not the type of abrogation we announced in Anderson and expounded on in Reata."); see alsoJeffrey S. Boyd, Where Sovereign Immunity and Water Development Issues Collide, 39 TEX. ENVTL. L.J. 95, 116 (2009) ("The Texas Supreme Court recently reaffirmed and clarified [Kinnear's] holding in Reata. . . ." (emphasis added)).
In Kinnear, sovereign immunity did not protect the state from a claim for attorney's fees under the Fair Housing Act. See 14 S.W.3d at 299. On the other hand, in Manbeck,sovereign immunity did protect the state from a claim for attorney's fees under the Workers' Compensation Act. See 381 S.W.3d at 529. Thus, Kinnear and Manbeck stand together—and at most—for the proposition that sovereign immunity sometimes does and sometimes does not protect the state from counterclaims for attorney's fees. See Kinnear, 14 S.W.3d at 299; Manbeck, 381 S.W.3d at 528; see also Sharyland Water Supply Corp. v. City of Alton, 354 S.W.3d 407, 424 (Tex. 2011) (reversing attorney's fees awarded against a governmental entity when the fees were a "subset" of a "breach-of-contract claim, a claim on which [the claimant could not] recover"). But neither case considers the attorney's-fees question beyond the statute it addresses.
Nor does Reata itself apply to all counterclaims for attorney's fees. Rather, Reataestablishes that sovereign immunity never protects the state from certain qualifying counterclaims when the state does assert certain claims for monetary recovery. But it does not establish the inverse. That is, Reata does not establish that sovereign immunity always protects the state anytime the state does not assert a claim for monetary recovery. In short, Reata does not hold that a monetary claim is a necessary condition for abrogation in every instance.
So the question whether sovereign immunity protects the state from Harper's counterclaim for attorney's fees under the TCPA is one of first impression. Based on the TCPA's unique status and on the general principles underlying sovereign immunity, we answer that it does not.
As part of its purpose to "safeguard the constitutional rights of persons to . . . participate in government," the TCPA obligates those who fail to prove a "prima facie case" to pay certain litigation costs. See TEX. CIV. PRAC. & REM. CODE §§ 27.002, .005(c), .009. Because the state should not be suing to prevent its own citizens from participating in government—especially when it lacks even a prima facie case against them—and because when it does sue, it risks paying only attorney's fees (rather than damages or some other uncapped sum), abrogating the state's sovereign immunity in the TCPA context does not present any grave danger to the public fisc. See, e.g., Tex. Dep't of Transp. v. Sefzik, 355 S.W.3d 618, 621 (Tex. 2011) (per curiam) ("[T]he doctrine of sovereign immunity originated to protect the public fisc from unforeseen expenditures that could hamper governmental functions. . . ."). And because the TCPA already contains an express exemption for enforcement actions, nor does abrogation pose a threat to the state's ability to sanction wrongdoers. See TEX. CIV. PRAC. & REM. CODE § 27.010(a).
Abrogation remains the judiciary's responsibility. See Reata, 197 S.W.3d at 375. We have considered abrogation for attorney's fees in other contexts—sometimes applying it, sometimes not—but we have never addressed a counterclaim for attorney's fees under the TCPA. So while cases like Kinnear and Manbeck are instructive, neither is dispositive. Accordingly, given the TCPA's unique role in protecting the democratic processes that allow our state to function, today we conclude that sovereign immunity does not protect the state from a counterclaim for attorney's fees under the TCPA.
Because the state was not operating within sovereign immunity's bounds when it joined Best's suit, the TCPA allows Harper to recover costs against the state pursuant to the TCPA's terms. See TEX. CIV. PRAC. & REM. CODE § 27.009(a). As is relevant here, these are the TCPA's requirements with regard to fees, costs, and sanctions:
(a) If the court orders dismissal of a legal action under this chapter, the court shall award to the moving party:
(1) court costs, reasonable attorney's fees, and other expenses incurred in defending against the legal action as justice and equity may require; and
(2) sanctions against the party who brought the legal action as the court determines sufficient to deter the party who brought the legal action from bringing similar actions described in this chapter.
Id.
The state points to the limit in section 27.009(a)(2) that courts may only award sanctions against the party who "brought" the action. Id. § 27.009(a)(2). But that limitation appears only in section 27.009(a)(2), which addresses sanctions. See id. Section 27.009(a)(2) does not limit section 27.009(a) as a whole or section 27.009(a)(1), which has its own limit—justice and equity. See id. § 27.009(a)(1). Since no sanctions have yet been awarded, we need not—and do not—address whether the state "brought" this action (as opposed to "joined" it or something else). Instead, we hold that because this is a TCPA action, the state's sovereign immunity from suit does not protect it from the appellate costs that the court of appeals has already awarded.
* * *
The court of appeals reversed the trial court's judgment, holding that the TCPA applies to the state's removal proceeding and that the state failed to establish a prima facie case for Harper's removal. See 493 S.W.3d at 111, 116. It then remanded the case "to the trial court for rendition of an order granting Harper's motion to dismiss and for a determination of Harper's request for court costs, reasonable attorney's fees, and sanctions." Id. at 118. We affirm the court of appeals' judgment with the modification that Harper was not entitled to dismissal of or attorney's fees for the state's allegation that he violated the Open Meetings Act. Because Harper is no longer in office, however, our holding bears only on the trial court's determination of court costs, reasonable attorney's fees, and sanctions.
JUSTICE BOYD, joined by JUSTICE JOHNSON and JUSTICE LEHRMANN, dissenting.
The Court thinks this suit to remove Paul Harper from office is a mere "pretext" and "transparent retaliation against Harper's quixotic political beliefs." Ante at ___. And because the state should not have pursued the suit, it should have to reimburse Harper's attorney's fees and court costs and, perhaps, pay additional sanctions. Ante at ___. Maybe it should. Maybe that's a good result for Harper. But "the common good is best served by faithful adherence to the rule of law, and not by individual judges seeking good in individual cases." Hon. Thomas M. Reavley & Ryan S. Killian, Against the Rule of Judges, 68 BAYLOR L. REV. 661, 669 (2016) (emphasis added). To reach its good result in this case, the Court ignores the governing statute's language and undermines our well-established sovereign-immunity precedent. Applying the statute's language and our carefully constructed immunity doctrine, I would hold that the Texas Citizens Participation Act does not apply to this enforcement action; and even if it did apply, sovereign immunity bars Harper's counterclaim for fees, costs, and sanctions.[1] I respectfully dissent.
I.
Enforcement Action
The Texas Citizens Participation Act (TCPA) "does not apply" to "an enforcement action that is brought in the name of this state or a political subdivision of this state by the attorney general, a district attorney, a criminal district attorney, or a county attorney." TEX. CIV. PRAC. & REM. CODE § 27.010(a). Here, a county attorney, acting for the state, sought to remove Harper from his elected position on a hospital district's board under Chapter 87 of the Local Government Code. See TEX. LOC. GOV'T CODE § 87.013(a)(1), (2). The first issue is whether this Chapter 87 removal action is an "enforcement action." If it is, Harper cannot recover his costs, fees, or sanctions under the TCPA because the TCPA "does not apply."
The TCPA does not define "enforcement action." Considering its common, ordinary meaning and its statutory context, the Court construes the term to mean a legal action that attempts "to enforce a substantive legal prohibition against unlawful conduct." Anteat ___. Although I cannot fully join the Court's reasoning,[2] I agree that its definition adequately captures the term's common, ordinary meaning.[3] But I do not agree with the Court's application of that definition.
The Court agrees that this Chapter 87 removal action is an enforcement action to the extent it seeks removal based on Harper's alleged "official misconduct," because his alleged misconduct arises from "unlawful" actions in violation of the Texas Open Meetings Act.[4] Ante at ___. But the Court holds that this is not an enforcement action to the extent it seeks removal based on Harper's alleged "incompetency" because incompetency "is not against the law." Ante at ___. According to the Court, Harper could seek dismissal and recover attorney's fees, costs, and sanctions under the TCPA to the extent the state sought removal based on incompetency allegations, but not to the extent the state relied on misconduct allegations. Ante at ___. By inventing this dichotomy, the Court finds a way to allow Harper to recover at least some costs and fees under the TCPA.[5] But it does so only by ignoring Chapter 87's governing provisions, which—for both incompetency and misconduct—permit removal only to enforce an officer's statutorily imposed "official duties."
Chapter 87 describes three grounds for removal: "incompetency," "official misconduct," and "intoxication on or off duty caused by drinking an alcoholic beverage." TEX. LOC. GOV'T CODE § 87.013(a). As the Court notes, the statute defines official misconduct to mean "intentional, unlawful behavior," but the remainder of that definition explains that the behavior must relate "to official duties by an officer entrusted with the administration of justice or the execution of the law. The term includes an intentional or corrupt failure, refusal, or neglect of an officer to perform a duty imposed on the officer by law." Id. § 87.011(3) (emphases added). In the very same way, the statute defines incompetency as "gross ignorance of official duties;" "gross carelessness in the discharge of those duties;" or "unfitness or inability to promptly and properly discharge official duties because of a serious physical or mental defect that did not exist at the time of the officer's election." Id.§ 87.011(2) (emphases added).
The Court simply ignores this statutory language and suggests that Chapter 87's incompetency ground permits removal merely for "behavior undesirable in a public official." Ante at ___. But according to the statute's language, the behavior that justifies removal—whether based on incompetency or misconduct—must involve the officer's failure to fulfill the office's "official duties."[6] "A finding of guilt, or the sustaining of the allegation or cause of any one of such charges, by a verdict of the jury, would authorize and justify the judgment for removal." Huntress v. State, 88 S.W.2d 636, 648 (Tex. Civ. App.-San Antonio 1935, no writ) (emphasis added).
A county officer's "official duties" are substantive duties imposed by statutory law. A failure to fulfil those duties runs afoul of that law. The Texas Constitution provides that county officers' duties shall be "prescribed" or "regulated" by the legislature. TEX. CONST. art. V §§ 20, 21, 23. Pursuant to that authority, the legislature has provided that a county hospital district has a statutory duty to "provide adequate hospital services for the district," and its board has a statutory duty to "manage, control, and administer the district" to fulfill that purpose. TEX. HEALTH & SAFETY CODE §§ 282.050, .041(a). Before taking office, a board member must take an oath "to faithfully and impartially discharge the duties of a board member." Id. § 282.022(a)(1).
When the state pursues a Chapter 87 suit to remove a board member from office, it seeks to compel compliance with the officer's "official duties," regardless of whether it alleges incompetency or misconduct. TEX. LOC. GOV'T CODE § 87.011(2), (3). Under either ground for removal, the suit is an enforcement action under the common, ordinary meaning of that phrase. See, e.g., State v. Ennis, 195 S.W.2d 151, 152 (Tex. Civ. App.-San Antonio 1946, writ ref'd n.r.e.) (explaining that the "right sought to be enforced" under Chapter 87 is "a public right as distinguished from a private right") (emphasis added). Contrary to the Court's assertion, this suit to remove Harper from the district's board—whether based on incompetency or misconduct— seeks to compel compliance with that position's official duties. It is thus an enforcement action under the term's common, ordinary meaning, and the TCPA "does not apply." TEX. CIV. PRAC. & REM. CODE § 27.010(a).
II.
Sovereign Immunity
After holding that an incompetency-based removal action under Chapter 87 is not an enforcement action and thus the TCPA applies, the Court then holds that immunity from suit does not protect the state from Harper's TCPA counterclaim for attorney's fees, costs, and sanctions.[7] This holding represents a radical departure from our immunity jurisprudence. Although this Court certainly has authority to alter sovereign immunity's contours, the Court alters them here—and drastically so—simply because the Court believes the state should have to pay Harper's costs, fees, and sanctions. Upholding our well-reasoned and well-established immunity jurisprudence, I would hold that sovereign immunity from suit bars Harper's counterclaim because the state does not seek any kind of monetary damages or recovery against which his claim could provide an offset.
As the Court explains, immunity from suit is jurisdictional and, absent waiver, prevents courts from exercising jurisdiction over a claim against the state. Ante at ___. We defer to the legislature to waive the state's immunity, and any such waiver is effective only when it is clear and unambiguous. Ante at ___. The Court correctly concludes that neither the TCPA nor Chapter 87 clearly and unambiguously waives the state's immunity. Ante at ___. Yet the Court decides to "abrogate" immunity against Harper's counterclaim for attorney's fees, costs, and sanctions under the TCPA. Ante at ___.
The Court begins its discussion of this issue with the general assertion that "immunity does not apply in certain situations in which the state `join[s] into the litigation process.'" Ante at ___ (quoting Reata Const. Corp. v. City of Dallas, 197 S.W.3d 18 371, 376 (Tex. 2006), and citing Kinnear v. Tex. Comm'n on Human Rights, 14 S.W.3d 299, 300 (Tex. 2000) (per curiam)). It then acknowledges our more specific (and more recent) explanations that, under Reata, "`a governmental entity does not have immunity from suit for monetary claims against it that are "germane to, connected with, and properly defensive to" affirmative claims by the entity,' to the extent that the claims against the entity offset the entity's own claims." Ante at ___ (emphases added) (quoting City of Dallas v. Albert, 354 S.W.3d 368, 372 (Tex. 2011), and citing Manbeck v. Austin Indep. Sch. Dist., 381 S.W.3d 528, 532-33 (Tex. 2012) (per curiam)). The Court agrees that the Reata rule does not apply here, however, because the state has not asserted any monetary claims against which Harper's counterclaims could provide an offset. Ante at ___.
But the Court then asserts that Reata "does not purport to map the full boundary separating counterclaims that sovereign immunity bars from those it does not," and our per curiam decisions in Kinnear and Manbeck reflect that "sovereign immunity sometimes does and sometimes does not protect the state from counterclaims for attorney's fees." Ante at ___, ___. Purporting to address an issue of "first impression," the Court announces a narrow holding that immunity from suit does not reach a counterclaim for attorney's fees under the TCPA. Ante at ___. In support of this holding, the Court claims to be promoting the TCPA's purpose to protect the constitutional rights of those who participate in government and require those who fail to prove a prima facie case to pay litigation costs. Ante at ___. And because the state "risks paying only attorney's fees," the Court believes its TCPA-specific rule abrogating immunity "does not present any grave danger to the public fisc." Ante at ___.
The Court reveals its true motivation, however, by expressing its own view that the state "should not be suing to prevent its own citizens from participating in government—especially when it lacks even a prima facie case against them." Ante at ___. While the Court certainly has the power to "abrogate" sovereign immunity however it wants, its decision in this case undermines the distinction we have recognized between the scopeof immunity and a waiver of immunity. The Court's result-oriented decision to abrogate immunity in this case confuses our immunity jurisprudence, ignores the principles on which immunity is based, and eschews the deference we have consistently given to the legislature to decide whether and when to waive immunity.
This Court has carefully crafted the immunity doctrine, especially over the past few decades. Long ago, the Court stated quite broadly, and without any real analysis, that when "a state voluntarily files a suit and submits its rights for judicial determination, it will be bound thereby, and the defense will be entitled to plead and prove all matters properly defensive. This includes the right to make any defense by answer or cross-complaint germane to the matter in controversy." Anderson, Clayton & Co. v. Allred, 62 S.W.2d 107, 110 (Tex. 1933). More recently, in Kinnear (a four-paragraph, per curiam opinion), the Court stated in dicta[8] that because the Texas Commission on Human Rights "initiated this proceeding under the Texas Fair Housing Act, and Kinnear claimed attorney fees as a consequence of that suit, the jurisdictional question in this case"—that is, whether immunity from suit applied or was waived—"was answered when the Commission filed suit, regardless of whether the Commission can ultimately be liable for fees." 14 S.W.3d at 300.
After Kinnear, however, the Court held in Reata that the state "does not have immunity from suit as to [counterclaims] which are germane to, connected with, and properly defensive to the [government's] claims, to the extent [the counterclaims] offset those asserted by the [government]." Reata, 197 S.W.3d at 373. We explained that, although "there may have been some question after Anderson regarding whether sovereign immunity continues to exist when an affirmative claim for relief is filed by a governmental entity, subsequent cases indicate that under such circumstances immunity from suit no longer completely exists for the governmental entity." Id. at 376 (emphasis added). And we cited Kinnear for the proposition that "the trial court had jurisdiction over claims against the State in a case where the State had filed suit." Id. (citing Kinnear, 14 S.W.3d at 300). We held in Reata that when the state chooses to involve itself in litigation, immunity from suit does not apply to its opponent's counterclaims if (1) the government is seeking to recover "monetary relief," (2) the counterclaims are "germane to, connected with, and properly defensive to" the government's claims, and (3) any recovery on the counterclaims serves only to "offset" the monetary relief the government may recover. Id.at 376-77. Once the government "asserts affirmative claims for monetary recovery," we explained, the government "must participate in the litigation process as an ordinary litigant, save for the limitation that the [government] continues to have immunity from affirmative damage claims against it for monetary relief exceeding amounts necessary to offset the [government's] claims." Id. at 377 (emphases added).
As this Court and the courts of appeals have confirmed, Reata "clarified and modified" sovereign immunity law and "limited" Kinnear and Anderson by carefully defining the scope of immunity when the government chooses to file suit. See Albert, 354 S.W.3d at 373; Emps. Ret. Sys. v. Putnam, LLC, 294 S.W.3d 309, 324-25 (Tex. App.-Austin 2009, no pet.) ("[T]he Texas Supreme Court limited Kinnear by issuing Reata."); see also Nazari v. State, ___ S.W.3d ___, ___ (Tex. June 22, 2018) (explaining that we "expounded" on Anderson "and other cases like it" in Reata). Contrary to the Court's assertion that Reata "does not hold that a monetary claim is a necessary condition for abrogation in every instance," ante at ___, we have remanded a number of cases for reconsideration in light of Reata, explaining that under Reata, the government "retainsimmunity from suit as to [counterclaims] for monetary damages . . . to the extent [the counterclaimant seeks damages that] exceed amounts offsetting the [government's] monetary recovery, absent legislative waiver of that immunity." City of Irving v. Inform Const., Inc., 201 S.W.3d 693, 694 (Tex. 2006) (per curiam).[9] And in a separate case decided last week, the Court holds that Reata's first requirement—that the government sue for "monetary relief"—actually requires that the government sue for monetary damages, not just any monetary relief, so "sovereign immunity protects the State from counterclaims that seek to offset a penalty." Nazari, ___ S.W.3d at ___.
But here, the Court carves out an exception applicable only to counterclaims for costs, attorney's fees, and sanctions under the TCPA. The fact that Harper seeks only that relief, however, does not justify the Court's holding, at least not according to our post-Reata decisions. See Manbeck 381 S.W.2d at 532-33 (holding that, under Reata,immunity from suit barred counterclaim for attorney's fees because the governmental entity did not assert a claim for "money damages"); Sharyland Water Supply Corp. v. City of Alton, 354 S.W.3d 407, 414 (Tex. 2011) (holding that, under Reata, immunity from suit applies even to a counterclaim for attorney's fees unless the fees can serve as an offset against the government's monetary recovery). Consistent with these decisions and Reata, immunity from suit bars Harper's counterclaims because the state has not sought any kind of monetary relief against which Harper's recovery could provide an offset.
The Court, however, concludes that the legislature's purpose in enacting the TCPA justifies the Court's decision to abrogate the state's immunity from suit against TCPA counterclaims. Ante at ___. Unlike the Court's misplaced reliance on the TCPA's purpose to construe the statutory term "enforcement action," see supra n.2, the Court relies on that purpose here to shift the responsibility for its own policy decision. The Court cannot claim to be promoting the legislature's purpose when—as the Court itself agrees—the legislature did not waive the state's immunity from suit in the TCPA. See ante at ___. Nor does anything about the TCPA suggest that the legislature wanted the Court to treat the TCPA differently than any other statute that allows for an award of attorney's fees. To the contrary, the legislature has made clear its view (and we have consistently and repeatedly agreed) that we cannot find that a statute waives immunity unless it does so by "clear and unambiguous" language. TEX. GOV'T CODE § 311.034. Because the legislature has not clearly and unambiguously waived immunity in the TCPA, the Court cannot genuinely claim to be promoting the legislature's purpose by judicially abrogating immunity the legislature has not waived. See supra n.3. Because the legislature has not waived immunity in the TCPA, the Court's implementation of its own purposes contradicts the legislature's purpose by waiving the state's immunity when the legislature has chosen not to waive it.
To be sure, the Court has authority to abrogate sovereign immunity in whole or in part, but its holding today represents a sea change from our current immunity jurisprudence. I cannot join the Court's cavalier approach to such a well-established and important doctrine.
III.
Conclusion
I am sympathetic to the Court's desire to allow Paul Harper to recover the fees and costs he incurred defending this removal action, but sympathy cannot determine the outcome of this case. The question we must decide is whether Harper can recover those losses under the TCPA. Because this Chapter 87 removal action is an "enforcement action" regardless of the grounds asserted, the TCPA "does not apply." And even if it did apply, the state's immunity from suit bars Harper's counterclaim for court costs, attorney's fees, and sanctions because the state neither sought nor obtained any monetary recovery that an award to Harper could offset. Because Harper's counterclaim presents the only issue that is not now moot in this case, I would reverse the court of appeals' judgment remanding the case for an award of costs, fees, and sanctions and render judgment dismissing this case. Because the Court holds otherwise, I respectfully dissent.
[1] The parties agree that a hospital district board member is "a county officer[] . . . whose office is created under the constitution or other law of this state." See TEX. LOC. GOV'T CODE § 87.012(15). Without deciding the issue, we accept the parties' construction for purposes of this case.
[1] For the reasons the Court explains, I agree that this case is not moot and that it constitutes a "legal action" under the TCPA.
[2] In particular, I do not join the Court's reliance on "that last redoubt of losing causes, the proposition that the statute at hand should be liberally construed to achieve its purposes." Dir., Office of Workers' Comp. Programs, Dep't of Labor v. Newport News Shipbuilding & Dry Dock Co., 514 U.S. 122, 135 (1995). Because no statute "pursues its purposes at all costs," Rodriguez v. United States, 480 U.S. 522, 525 (1987) (per curiam), courts "are bound, not only by the ultimate purposes [the Legislature] has selected, but by the means it has deemed appropriate, and prescribed, for the pursuit of those purposes." MCI Telecomm. Corp. v. Am. Tel. & Tel. Co., 512 U.S. 218, 231 n.4 (1994). It thus "frustrates rather than effectuates legislative intent simplistically to assume that whatever furthers the statute's primary objective must be the law." Rodriguez, 514 U.S. at 526. Disregarding a term's common, ordinary meaning under the assumption that the Legislature must have intended some other meaning because it better supports the statute's purpose is "simply irrational," Am. Exp. Co. v. Italian Colors Rest., 570 U.S. 228, 233-34 (2013), and the "most impermissibl[e]" approach to statutory construction, Rodriguez, 480 U.S. at 525.
Because of its misplaced reliance on the TCPA's purpose, the Court confuses the claim's nature with its merits.The Court holds that the attempt to remove Harper for "incompetency" is not an "enforcement action" under the TCPA because it lacks merit and is based solely on the defendant's exercise of his right to free speech. See, e.g., ante at ___ (characterizing the claim as a "pretext for forcing Harper to cease acting on those beliefs that won him his office in the first place"), ___ (characterizing the claims as "attacks on core political speech"). But the question of whether the claim has merit is relevant to the trial court's decision whether to dismiss the claim, not to whether the TCPA applies in the first place. See TEX. CIV. PRAC. & REM. CODE § 27.005 (providing that court shall dismiss a suit if the evidence shows that it is based on, relates to, or is in response to the defendant's exercise of the rights to free speech, to petition, or of association; unless the evidence establishes a prima facie case for each element of the claim; unless the evidence establishes each element of a valid defense). If the claim constitutes an enforcement action, Harper cannot seek dismissal under the TCPA because the TCPA does not apply even if the claim lacks merit. And the fact that the claim is based on the defendant's free speech is a prerequisite for dismissal under the TCPA, not a prerequisite for the TCPA's enforcement-action exemption. Id.§§ 27.003(a), .005(b). Under the Court's purpose-based reasoning, the enforcement-action exemption will never apply if the defendant is entitled to dismissal, and thus the exemption means nothing at all. If the suit is an enforcement action but is based on the defendant's free speech, the exemption would not apply but the defendant would always meet the prerequisite for dismissal. If it is an enforcement action and is not based on free speech, the exemption would apply and the defendant would not be entitled to dismissal. In other words, under the Court's construction, the exemption would merely prevent the TCPA from applying to claims that would not be subject to dismissal under the TCPA anyway.
[3] I do not agree, however, with the Court's suggestion that a substantive legal prohibition must appear in some "specific statutory provision" and must be enforceable by "criminal or civil penalties." Ante at ___, ___ (emphasis added). "Substantive" does not mean "statutory," and "substantive" requirements are not enforceable only by "criminal convictions and civil penalt[ies]." Substantive law is the "part of the law that creates, defines, and regulates the rights, duties, and powers of parties." Substantive Law, BLACK'S LAW DICTIONARY (10th ed. 2014). It is the counterpart of "procedural law," which "prescribe[s] the steps for having a right or duty judicially enforced, as opposed to the [substantive] law that defines the specific rights or duties themselves." Procedural Law, BLACK'S LAW DICTIONARY (10th ed. 2014).
If the Court intends to suggest that an enforcement action must seek to enforce a statutory obligation or prohibition, that suggestion ignores the term's common, ordinary meaning. The Legislature commonly uses the term to refer to actions to enforce not just statutory obligations, but rules, orders, and a variety of other substantive legal duties. See, e.g., TEX. GOV'T CODE § 417.010(b) (authorizing state fire marshal to bring an "enforcement action" to revoke the licenses of those who violate any "rule or order adopted under" the applicable statute); TEX. WATER CODE § 7.002 (granting state commission "enforcement authority" to "initiate an action" to "compel compliance" not only with relevant statutes, but also with the "rules, orders, permits, or other decisions of the commission"). More specifically, the Legislature commonly uses the term to refer to actions to compel compliance with a position's general legal duties. The Finance Code, for example, authorizes the state banking commissioner to pursue an "enforcement action" to "remove" a bank's officer, director, or employee "from office or employment" if the person "engaged in a breach of trust or other fiduciary duty" or even "conducted business in an unsafe or unsound manner." TEX. FIN. CODE §§ 35.002(a), .003(a); see also id. §§ 185.002(a), .003(a) (same for enforcement actions against state trust company subsidiary officers and employees). And the Insurance Code authorizes the state insurance commissioner to "take an enforcement action" to "suspend or revoke" a health maintenance organization's certificate of authority if the organization "is operating in a manner" that is "significantly contrary to its basic organizational documents or health care plan;" provides "a health care plan that does not provide or arrange for basic health care services;" cannot "fulfill its obligation" to provide "health care services as required under its health care plan;" is "no longer financially responsible and may reasonably be expected to be unable to meet its obligations to enrollees or prospective enrollees;" or "would be hazardous to its enrollees if it continued in operation." TEX. INS. CODE § 843.461(b); see also id. § 848.201(b) (same for enforcement actions against a health care collaborative). In short, in common usage, the phrase "enforcement action" includes government actions to compel compliance with more than just statutoryprohibitions. But as I explain, a Chapter 87 removal suit is an enforcement action under either approach because it seeks to enforce statutorily imposed official duties.
[4] The court of appeals held that this suit is not an enforcement action because it sought to remove Harper from his elected position rather than to compel him to comply with the position's duties. See Harper v. Best, 493 S.W.3d 105, 111 (Tex. App.-Waco 2016) ("Harper cannot comply with his duties if he is no longer a board member."). The Court disagrees and holds that a Chapter 87 action can be an enforcement action even though it seeks only to remove the defendant from a county office. Ante at ___. I agree with the Court on this point. We must apply the term's common, ordinary meaning, and the legislature commonly uses the term "enforcement action" to refer to government actions to remove a person from a position or to revoke the person's authority to hold that position. See, e.g., TEX. BUS. & COM. CODE § 304.253(b)(3) (authorizing state licensing agencies to "enforce" the Telemarketing Disclosure and Privacy Act by revoking a violator's license); TEX. FIN. CODE §§ 35.003(a), .0035(b), .008, .009(a-1)(2) (authorizing banking commissioner to pursue an "enforcement action" to enforce banking laws by issuing an "enforcement order" that removes a state bank official or employee "from office or employment," and to "refer the matter to the attorney general for enforcement by injunction or any other available remedy"), 185.003(a), .0035(b), .008, .009(a-1)(2) (same for enforcement actions against state trust company subsidiary officers and employees); TEX. GOV'T CODE § 417.010(b)(2), (d) (authorizing state fire marshal to pursue "enforcement actions" including "canceling, revoking, or suspending a license or certificate of registration"); TEX. HEALTH & SAFETY CODE §§ 12.0145(a) (referring to an "enforcement action . . . in which any kind of sanction is imposed, including" the "revocation of a license or other form of permission to engage in an activity"), 142.0094(b)(1)(D) (referring to "an enforcement action" to include "a contested case hearing involving denial, suspension, or revocation of a license issued under this chapter"), 247.049 (same for action against assisted living facility), 241.053(b) (referring to an action to revoke a hospital's license as an "enforcement action"); TEX. INS. CODE §§ 843.461(a) (in section entitled "Enforcement Actions," authorizing insurance commissioner to "suspend or revoke a certificate of authority issued to a health maintenance organization under this chapter"), 848.201(a) & (b) (authorizing insurance commissioner to pursue "enforcement action" to "suspend or revoke a certificate of authority issued to a health care collaborative"); TEX. UTIL. CODE § 39.264(o) (authorizing state agency to pursue "enforcement action" by "ordering the facility to cease operations"); TEX. WATER CODE §§ 7.003, .302, .303, .310 (granting state agency "enforcement" authority, including authority to pursue an "enforcement action" to "suspend or revoke a license, certificate, or registration"). While a removal action may not "compel compliance" by forcing the defendant to perform certain actions, it does "compel compliance" by preventing the defendant from continuing to violate the standards that require those actions.
[5] The Court makes no effort to explain how—or even whether—Harper or any similar defendant could effectively segregate costs and fees incurred defending against incompetency allegations from those incurred defending misconduct allegations. Although Harper's failure to segregate would not necessarily preclude recovery at this point, Harper must at least provide "sufficiently detailed information" to enable the trial court to make that distinction. Kinsel v. Lindsey, 526 S.W.3d 411, 428 (Tex. 2017).
[6] Chapter 87 does not further define the "intoxication" ground for removal. This Court explained long ago that this ground "in effect declares habitual drunkenness to be a disqualification from holding such offices," as opposed to a "declaration of delinquency" or a lack of "capacity or character." Trigg v. State, 49 Tex. 645, 669 (1878). In context, this ground would appear to apply when the officer's alcohol usage affects his ability to fulfill his official duties, but as the State does not seek to remove Harper under this ground we need not address it here.
[7] The court of appeals awarded Harper his appellate costs and remanded the case with instructions that the trial court dismiss the claims and determine "Harper's request for court costs, reasonable attorney's fees, and sanctions." At the beginning of its immunity discussion, the Court suggests that its holding applies only to the judgment awarding appellate costs because the trial court has not yet made a determination of trial costs, fees, and sanctions. Ante at ___. But we must decide now whether immunity bars that claim even though the trial court has not yet made that determination because the trial court has no jurisdiction to even consider the issue if immunity from suit bars Harper's claim. So as the Court's conclusion confirms, its immunity holding necessarily relates not only to the award of appellate costs but also to "the trial court's determination of court costs, reasonable attorney's fees, and sanctions" on remand. Ante at ___.
[8] The court of appeals in Kinnear concluded sua sponte that the state's immunity from liability barred the award to Kinnear. Kinnear, 14 S.W.3d at 300. This Court reversed, holding that immunity from liability is an affirmative defense and is not jurisdictional, so the Commission had waived that defense by failing to plead it in the trial court or raise it on appeal. Id. The Commission's immunity from suit was not at issue, and the Court referred to that issue ("the jurisdictional question") only in the one quoted sentence, in passing, and without citing any authority.
[9] See also State v. Fid. & Deposit Co., 223 S.W.3d 309, 310-11 (Tex. 2007) (per curiam) (explaining that under Reata, "TxDOT retains immunity from suit, however, to the extent that Fidelity's damages exceed amounts offsetting TxDOT's monetary recovery"); Port Neches-Groves Indep. Sch. Dist. v. Pyramid Constructors, L.L.P.,201 S.W.3d 679, 680-81 (Tex. 2006) (per curiam) (remanding because, contrary to Reata, "the court of appeals held that the District's counterclaim operated as a complete waiver of immunity"); City of Angleton v. USFilter Operating Servs., Inc., 201 S.W.3d 677, 678 (Tex. 2006) (per curiam) (same).
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